Senior Compliance Manager

Key Accountabilities

• Responsible for supporting the Head of Regulatory Compliance in coordinating the day to day activities of the Regulatory Compliance team;
• Responsible for reviewing new banking products, services and channels prior to their launch from compliance perspective and providing advice to business units on their implementation in a manner that complies with applicable laws and regulations and meets the expectations of local regulators;
• Responsible for supporting the analysis of new regulatory requirements and guidance issued by local regulators and relevant international organizations, which includes interpretation of new requirements, identification of affected business units/stakeholders, coordination of the impact assessment, ongoing advice to business units and tracking of the progress of their implementation;
• Responsible for developing, maintaining and updating the Bank’s policies and functional operating procedures (SOPs) in the area of regulatory compliance and direct the implementation of related processes and controls, so that all activities are conducted in compliance with risk, audit, legal and regulatory requirements while delivering a quality, cost-effective service;
• Supervise and participate in the planning and execution of the regulatory compliance reviews, testing and monitoring;
• Implement and manage FATCA/CRS governance framework, and provide ongoing advice to business units on FATCA/CRS requirements;
• Develop regulatory compliance training materials and provide necessary regulatory related training to Bank’s employees, including on FATCA/CRS;